论文标题
对证据统计软件的对抗审查
Adversarial Scrutiny of Evidentiary Statistical Software
论文作者
论文摘要
美国刑事法律体系越来越依赖软件输出来定罪和被监禁。在每年大量案件中,政府根据统计软件的证据做出这些结果决定,例如概率基因分型,环境音频检测和工具标志分析工具 - 辩护律师无法完全盘中或审查。这破坏了对抗性刑事法律制度的承诺,该制度依赖于辩方探查和测试起诉案件以保护个人权利的能力。 为了响应这种需求,我们将这种软件的输出仔细检查时,我们提出了强大的对抗测试作为审计框架,以检查证据统计软件的有效性。我们通过在强大的机器学习和算法公平的最新作品中绘制大量工作来定义并运行这种强大的对抗性测试的概念。我们演示了该框架如何使审查此类工具的过程标准化,并使辩护律师能够检查其与当前案件最相关的情况的有效性。我们进一步讨论了美国刑事法律制度内的现有结构和机构挑战,这些结构和机构挑战可能会造成实施该和其他此类审计框架的障碍,并通过讨论政策变更的讨论,可以帮助解决这些问题。
The U.S. criminal legal system increasingly relies on software output to convict and incarcerate people. In a large number of cases each year, the government makes these consequential decisions based on evidence from statistical software -- such as probabilistic genotyping, environmental audio detection, and toolmark analysis tools -- that defense counsel cannot fully cross-examine or scrutinize. This undermines the commitments of the adversarial criminal legal system, which relies on the defense's ability to probe and test the prosecution's case to safeguard individual rights. Responding to this need to adversarially scrutinize output from such software, we propose robust adversarial testing as an audit framework to examine the validity of evidentiary statistical software. We define and operationalize this notion of robust adversarial testing for defense use by drawing on a large body of recent work in robust machine learning and algorithmic fairness. We demonstrate how this framework both standardizes the process for scrutinizing such tools and empowers defense lawyers to examine their validity for instances most relevant to the case at hand. We further discuss existing structural and institutional challenges within the U.S. criminal legal system that may create barriers for implementing this and other such audit frameworks and close with a discussion on policy changes that could help address these concerns.